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Effective Management Through Coaching and Counseling
Written by Alex Silberman
Untitled Document

 

Coaching and counseling as management skills are often reserved for superb leaders, yet are traits that all managers must possess to effectively do their jobs.

Although very different, coaching and counseling are frequently lumped together and awkwardly performed by untrained managers.Failing to demonstrate able coaching and counseling skills are among the most common causes for entire departments’ erosion of performance.


Coaching is a proactive and supportive mentoring process to improve an employee’s performance and assist him or her when having occasional difficulties. It’s focus is on maintaining strong performance and improving it further. Many managers can intuitively coach their employees to some extent however they usually have a narrow vocabulary on different coaching techniques and tend to rely on a one size fits all approach.

Counseling is the structured approach used when an employee displays below par performance due to either a skill or attitude deficiency. It’s focus is on restoring performance to a minimally acceptable level, or failing that, removing the employee from that job.

 

The coaching process begins by abandoning the mindset that reviews are dreaded annual distractions. While yearly mile markers are an important component, they are just one piece of the puzzle. Coaching takes place every day, otherwise it’s a feel good label and little else.

Pop quiz:


Yankee manager Joe Girardi coaches Derek Jeter (choose one):

  1. One a year
  2. Once a month
  3. Once a week
  4. Every day

 

Conceptually we all understand the correct answer, however garden variety hubris fogs the answer when we think of ourselves both as coaches and as those being coached.

 

The foundations of coaching include:

 

  • Yearly developmental plan that includes areas for growth. These are not remedial areas, but areas for continued development and gratification of the employee and company alike. Maintaining the status quo is not the goal of enlightened managers.
  • Discussion, thought and agreement by the manager and employee on specific actions required by both of them to achieve that enrichment. This often takes place over several meetings.
  • Agreement to formally meet once a month to review the plan and adjust as needed.
    Manager formally builds into his or her weekly schedule one-on-one time for each person. That may be a few minutes to review a given project or an hour to model a technique or behavior.
  • Manager also makes it a practice to spontaneously praise and reinforce desired behavior and improvement.

 

Key coaching points

 

  • Dialog is constant and ongoing, not centered on periodic reviews.
  • Comments are timely (if not immediate), not after some time has passed.
  • The manager advises, but the employee performs. The manager may provide advice, but it is up to the employee to resolve a problem personally.
  • Coaching is overwhelmingly positive or neutral unless there is clear evidence that the employee’s judgement was wrong or performance was below standards.
  • Manager is approachable. If a weekly meeting is not held and the employee doesn’t seek the manager out, then that manager is the power figure and the process is too reliant on the manager and will fail.


The counseling Process

 

The counseling process is a progressive sequence of interactions that result in either restored performance or the under-performer leaving the job (to another position or company).


Steps for systematic counseling

 

  • Determine if the poor performance is due to lack of skills or poor attitude. Dr. Robert Mager, accomplished author and world-renowned expert on training and human performance improvement issues, poses the simple question: Could he do it if his life depended on it? If no, then it’s a skills issue. If the employee could perform it under duress, but choses not to, then it’s an attitude problem. Calling it anything else is a mistake to be avoided.
  • Focus on the demonstrated behavior and documented evidence.
  • Obtain agreement on the standard and actual performance.
  • Discuss the effect of the performance on others or the organization.
  • Discuss available alternatives for the manager and the consequences for the employee.
  • Establish an action plan for improvement with dates and accountabilities.
    Review and monitor progress.
  • Make a decision.

 

While this may seem excessively formal, it’s more reliable and faster than more casual approaches, and protects the employer from litigation. It’s helpful to have a counseling checklist that is translated into calendar events, so the process moves naturally once established.

 

Establishing whether a deficiency is skills or attitude based is important because it will determine the resulting corrective action. Managers must focus on observable behavior and the evidence for the behavior. Acceptable examples of objective behavioral assessments:


  • “ You sat there while the phone rang and didn’t answer it.”
  • “ Your client reports are three weeks late.”
  • “ Three customers have complained about your language.”

 

Unacceptable examples:

 

  • “ You don’t like to talk to people on the phone.”
  • “ Your documentation is sloppy.”
  • “ You don’t speak to customers properly.”

 

Unless there is agreement on the standard and the actual performance, the counseling process cannot continue. The employee must acknowledge both, and many managers’ inability to articulate behavior objectively so the counseling process can occur methodically leads to a long slow slide in performance to the point where both the employee and manager are in a double spiral of dysfunction.

 

The inability to articulate behavior objectively directly leads to a documentation failure, which ties a manager’s hands down the line.

Agreement seeking questions are commonly used by counseling managers:

 

  • “ Are you aware that our standards are that every employee is responsible for answering the phone within three rings? Am I correct that you continued to work while the phones at your desk rang ten times until it stopped?”
  • “ Do you acknowledge that client reports are due to be turned in within two days, and that you have not submitted these four clients for three weeks?”

 

Follow up with concrete explanation of the organizational consequence:

 

  • “ We’ve learned from industry studies that the company loses customers when the phones are not picked up within three rings.“
  • “ Our client reports are distributed to the service people and other salespersons to determine how to best coordinate our approaches so that the customer doesn’t see us as disjointed, or contradicting other divisions.”

 

Once agreement on observable behavior has been reached, and the organizational implications discussed, then alternatives can be explored. In some instances a manager will have latitude, and in others they will not.

Managers should not worry about creating precedent or ‘if I do it for you’ issues, which are generally veiled delaying maneuvers. If viable options exist which do not erode that manager’s responsibilities, they ought to be on the table.

 

The available alternatives will determine what the action plan will be, and must include specific steps and dates, which must be documented.

 

Reviewing progress and making decisions become much easier as objective agreement has been reached and is on the record.

 

If this seems like management 101 and everyone around you consistently performs at this level, congratulations. You are in the minority.
If on the other hand this seems like management 101, but despite knowing better it just doesn’t happen as it should, give us a call.




Comments (1)
RSS comments
1. 05-04-2009 12:13
 
There's some great coaching, mentoring and disciplining (if that's not out-of-favor) advice in the book I.T. WARS: Managing the Business-Technology Weave in the New Millennium. Great info throughout, but particularly in the chapter "Managing People in the Weave." See this too: http://www.businessforum.com/DScott_02.html - great stuff.
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